Compliance Paralegal

Job Ref: SBJ282295
Sector (PP or In-house): Private Practice
Practice Area: Risk and Compliance
Job Type: Permanent
Date Added: 10 October 2018
  • London, England, UK & Channel Islands
  • £10 per Annum
  • Sarah Boxall
  • 02030964545
Chadwick Nott

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Our client is a boutique law firm who specialise in servicing the tech sector - they work for tech start ups, established companies and also some venture capital/private equity investors. They are looking for a compliance paralegal to join their in-house finance function on a permanent basis in their Central London office. Interested candidates must have experience of dealing with AML checks at a legal firm. Duties: *Ensure that all AML checks for new clients are completed in accordance with the firms procedures. To include liaising with clients to obtain documents and chasing clients where necessary.

*Completion of internal AML forms.

*Request AML documents from Companies House, Smartsearch etc. as necessary.

*Manage the firm's account with Smartsearch including dealing with updates from Smartsearch relating to clients.

*Deal with routine AML queries.

*Undertake a review of the firms AML processes and forms.

*Ensure that new clients opened on Envision have been correctly opened in accordance with the client/matter opening forms, and that client rates correctly reflect those quoted in the engagement letter.

*Reporting any evidence of internal non-compliance with the firms procedures to the Risk Team.

*Working with the compliance team to collate and maintain all GDPR related documentation and procedures

*Assist in maintaining appropriate compliance and insurance related documentation This is an excellent opportunity - for more information, please contact Sarah Boxall at Chadwick Nott.

Chadwick Nott Ltd is acting as an Employment Agency in relation to this vacancy.

Chadwick Nott
09/11/2018 15:13:01
GBP 10 10.