Our client is a boutique law firm who specialise in servicing the tech sector they work for tech start ups, established companies and also some...
Our client is a boutique law firm who specialise in servicing the tech sector - they work for tech start ups, established companies and also some venture capital/private equity investors. They are looking for a compliance paralegal to join their in-house finance function on a permanent basis in their Central London office. Interested candidates must have experience of dealing with AML checks at a legal firm. Duties: *Ensure that all AML checks for new clients are completed in accordance with the firms procedures. To include liaising with clients to obtain documents and chasing clients where necessary.
*Completion of internal AML forms.
*Request AML documents from Companies House, Smartsearch etc. as necessary.
*Manage the firm's account with Smartsearch including dealing with updates from Smartsearch relating to clients.
*Deal with routine AML queries.
*Undertake a review of the firms AML processes and forms.
*Ensure that new clients opened on Envision have been correctly opened in accordance with the client/matter opening forms, and that client rates correctly reflect those quoted in the engagement letter.
*Reporting any evidence of internal non-compliance with the firms procedures to the Risk Team.
*Working with the compliance team to collate and maintain all GDPR related documentation and procedures
*Assist in maintaining appropriate compliance and insurance related documentation This is an excellent opportunity - for more information, please contact Sarah Boxall at Chadwick Nott.
Chadwick Nott Ltd is acting as an Employment Agency in relation to this vacancy.